Financial Advisory and Intermediary Services Act 2002 (Act No. 37 of 2002)DeterminationsDetermination of Fit and Proper Requirements for Financial Services Providers, 2017AnnexuresAnnexure Two : Appropriate Subject List |
ANNEXURE TWO : APPROPRIATE SUBJECT LIST
TABLE 1 APPROPRIATE SUBJECT LIST |
||
All Categories |
||
Accounting |
Equities Settlement |
Mercantile Law |
Actuarial Science |
Equity Investments |
Micro-economics |
Advanced Investment Advice |
Equity/Equities |
Money Laundering Control |
Agricultural Economics |
Estate and Trust Law |
Money laundering schemes |
Applied Accountancy Skills |
Estate Planning |
Money Market |
Applied Mathematics |
Ethics |
Money Market Settlement |
Applied Statistics |
Finance |
Network Administration |
Applied Time Value of Money |
Finance For Non-Financial Managers |
Operational Risk Management |
Asset Classes & Basic Investment Principles |
Financial Accounting |
Payment Of Entitlement |
Auditing |
Financial Advice |
Performance and Risk Strategy |
Auditing and Internal Control |
Financial Analysis |
Personal Financial Planning |
Authorisations And Approvals (Trading) |
Financial Calculations |
Personal Insurance Products and Practice |
Banking |
Financial Engineering |
Portfolio Management |
Banking Operations |
Financial Governance |
Practical Accounting Data Processing |
Basic Economic Principles |
Financial Management |
Primary, secondary and wholesale markets |
Behavioural Finance & Economics |
Financial Market Operations |
Principles Of Ethics In A Business Environment |
Blockchain |
Financial Market Regulatory Environment |
Principles of Insurance |
Bond and stock markets |
Financial Markets |
Principles of Life Insurance |
Bonds |
Financial Mathematics |
Principles of Strategy, Financial Management and Risk |
Bonds Settlement |
Financial Operations |
Principles of Taxation |
Business Administration |
Financial Planning |
Process Management (Process Modeling And Control) |
Business Assurance |
Financial Planning Principles |
Production Management |
Business Economics |
Financial Reporting |
Prudential Requirements |
Business Entities |
Financial Services Industry |
Quality Control In Call Centres |
Business Environment |
Financial Services Operations |
Quantitative Economics |
Business Ethics |
Financial Services Preparations |
Quantitative Finance |
Business Finance |
Financial Statements |
Quantitative Investment Analysis |
Business Informatics |
Forex Exposure Management |
Quantitative Techniques |
Business Information Systems |
Fundamentals Of Financial Services |
Regulatory Environment |
Business Insurance |
General Management |
Responsibilities of financial institutions |
Business Integration |
Global Business Environment |
Retirement Finance |
Business Management |
Governance, Risk And Compliance Management |
Retirement Planning |
Business Management & Financial Risk Assessment |
Group Retirement Benefits |
Retirement Related Legislation |
Business Mathematics |
Health Benefits/ Health Care Benefits |
Retirement Wealth Preservation |
Business to Business Marketing |
Human Computer Interaction |
Risk Financing |
Call Centre Management |
Independent audits and reviews |
Risk Management |
Capital market frameworks and concepts |
Informatics |
Risk Management and Insurance |
Claims Management |
Information Technology Architecture |
Securities Information and Market Conditions |
Client / Customer Services |
Information Technology Enterprise |
Securities Markets |
Client Investment Needs |
Insurance |
Settlement (Finance) |
Client Services and Financial Advice |
Insurance & Risk Management |
Small Business Management |
Collateral Management |
Interest-Bearing Investment |
South African Financial System |
Collective Investment Scheme Product Solutions |
International Finance |
Statistics or Analytical Techniques |
Commercial Insurance Products and Practice |
International Trade |
STRATE |
Commercial Law |
Interpretation Of Statutes |
Strategic Communication Management Skills |
Companies Law |
Introduction To The Financial Markets |
Strategic Management |
Complaints And Disputes |
Introductory Financial Accounting |
Strategy |
Compliance function |
Investment Management |
Structured Systems Analysis and Design |
Computer Architecture |
Investment or Portfolio Management |
Tax/ taxation |
Conduct Of Business (Regulation) |
Investment Planning |
Taxation Law |
Consumer Behaviour |
Investor Psychology |
Taxation Planning |
Corporate Finance |
Law Of Contract Or Delict |
The Bond Market |
Corporate Financial Planning |
Law Of Succession |
The Derivatives Market |
Corporate Governance |
Legal Environment |
The Equity Market |
Corporate Law |
Legislative Impact On Financial Advisors/ Planners |
The Regulation And Ethics Of The South African Financial Markets |
Cost Accounting |
Long-Term Product Solutions |
The South African Foreign Exchange Market |
Cost and Financial Management |
Macro Economics |
Trade and Business Law |
Costing and Estimating |
Management |
Trading On The Exchange |
Creation of Wealth |
Management Accounting |
Treasury Management |
Credit Risk Management |
Managing Client Assets |
Trustee management |
Crypto Banking |
Market Conduct |
Visual Programming |
Crypto Currency |
Market Risk Management |
Wealth Creation |
Debt Instrument Solutions |
Marketing |
Wealth Management |
Descriptive Statistics and Probability |
Mathematical Analysis |
|
E-commerce in Business |
Mathematical Economics |
|
Econometrics |
Mathematical Statistics |
|
Economics |
Mathematics |
|
Employee Benefits |
Mathematics for Finance and Business |
|
Entrepreneurship |
Medical Schemes |