Board Notices

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Qualifications and Experience of Compliance Officers in respect of Financial Services Business, 2002 : Board Notice 83 of 2003

Specific Code of Conduct for Authorised Financial Services Providers and Representatives conducting Short-term Deposit Business, 2004 : Board Notice 102 of 2004

Exemption in respect of Services under Supervision in terms of Requirements and Conditions, 2008 : Board Notice 104 of 2008

Application by Financial Services Providers for Authorisation by The Financial Services Board : Board Notice 60 of 2009

Requirements for Professional Indemnity and Fidelity Insurance Cover for Providers, 2009 : Board Notice 123 of 2009

Exemption of Banks, 2009 : Board Notice 172 of 2009

Exemption in respect of Services under Supervision by Compliance Officers, 2010 : Board Notice 126 of 2010

Amendment of the Qualifications, Experience and Criteria for Approval as Compliance Officer, 2022 : Board Notice 127 of 2010

Amendment of Exemptions No. 2, 2011 : Board Notice 176 of 2011

Bi-Annual Compliance Report for Categories lll FSPs, 2013 : Board Notice 108 of 2013

Amendment of the Determination of Fit and Proper Requirements, 2020 : Board Notice 194 of 2017

Notice on the Form of Licence, 2018 : Board Notice 89 of 2018

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