Statistics Act, 1999
R 385
Financial Markets Act, 2012 (Act No. 19 of 2012)RegulationsFinancial Markets Act RegulationsChapter II : Requirements for the Regulation of OTC Derivatives2. Requirement to be authorised |
(1) | A person may not— |
(a) | act as an OTC derivative provider; or |
(b) | advertise or hold itself out as an OTC derivative provider; |
unless authorised by the Authority in terms of section 6(8) of the Act.
(2) | An application for authorisation as an OTC derivative provider must be made in the manner, and contain the information, prescribed by the Authority. |