| (1) |
An application by any financial institution for the granting under section 15A(4)(a) of the Act of exemption from a provision of this Notice must be submitted in writing to the Commissioner, Financial Sector Conduct Authority via— |
| (a) |
registered post to P 0 Box 35655, Menlo Park, 0102; or |
| (b) |
email to FSCA.LeviesExemption fsca.co.za; |
on a date at least one month before the date on which the exemption is to take effect.
| (2) |
The application must contain full particulars of the financial institution, the authorisation of the persons signing the application and the date on which the exemption, if granted, is to take effect, and must fully set out the reasons for the application. |
| (3) |
The application must— |
| (a) |
contain an affirmation by the financial institution concerned to provide, on receipt of any such request, the Authority immediately with any other or further information or particulars which he may require in connection with the institution or application concerned; and |
| (b) |
contain particulars of the address at which the institution will accept service by the Authority of any notice contemplated in section 15A(4)(b)(ii) of the Act. |
| (4) |
A notice referred to in section 15A(4)(b)(ii) of the Act must be served by the Authority by registered post at the address furnished by the financial institution in accordance with subparagraph (3)(b) in its application for exemption. |
Special Investigating Units and Special Tribunals Act, 1996
