Acts Online
GT Shield
management of securities

means-

a) the giving of instructions, on behalf of another person, to buy or sell securities on behalf of that other person;
b) the buying or selling of securities on behalf of another person on the instructions of that other person;
c) an agreement to buy or sell securities on behalf of another person;
d) the furnishing of advice to any person in connection with the buying and selling of securities; or
e) the handling of another person’s funds intended for the purchase of securities on behalf of that other person;