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Securities Services Act, 2004 (Act No. 36 of 2004)

Code of Conduct for Authorised Users

2. General duties of authorised users

 

(1) An authorised user must—
(a) at all times render securities services honestly, fairly, with due skill, care and diligence, and in the interests of clients and the integrity of the securities services industry;
(b) at all times exercise independent professional judgement;
(c) conduct him- or herself in such a manner and implement such actions to further the objects of the Act; and
(d) maintain knowledge of and comply with all applicable laws, rules and regulations governing his or her activities.

 

(2) No authorised user may engage in any conduct likely to bring the securities services industry into disrepute.