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Securities Services Act, 2004 (Act No. 36 of 2004)

Form SS 1 : Application under section 8(3), 30(2) and 64(2) of the Act for an exhange, central securities depository or clearing house licence, respectively

 

The Registrar of Securities Services

 

1. I ......................................................., the chief executive officer of the ....................................................... hereunder referred to as the applicant), being specifically authorised thereto by the controlling body of the applicant, apply on behalf of the applicant for the issue of a/an (tick appropriate block)—

 

 

exchange licence under section 8(1) of the Act;

 

 

 

central securities depository licence under section 30(1) of the Act;

or

 

 

clearing house licence under section 64(1) of the Act

 

 

for the period ending 31 December 20 .....

 

2. The prescribed application fee of ......................... is enclosed.

 

3. The place at which the business of the applicant will be carried on is ...............................................

 

 

Signed at .......................................... on this ......... day of ........................

20.. .....

 

 

 

.........................................

Chief Executive Officer

 

 

Witnesses:

 

 

1 ..........................................

 

 

2 ..........................................